Normal view MARC view ISBD view

Wiley CIAexcel Exam Review 2015, Part 1 : Internal Audit Basics

By: Vallabhaneni, S. Rao.
Material type: TextTextSeries: eBooks on Demand.Wiley CIA Exam Review Series: Publisher: Somerset : Wiley, 2015Edition: 6th ed.Description: 1 online resource (282 p.).ISBN: 9781119097327.Subject(s): Auditing, Internal -- Study and teaching -- Study guidesGenre/Form: Electronic books.Additional physical formats: Print version:: Wiley CIAexcel Exam Review 2015, Part 1 : Internal Audit BasicsDDC classification: 657.458 Online resources: Click here to view this ebook.
Contents:
Wiley CIAexcel Exam Review 2015 -- Contents -- Preface -- CIA Exam Study Preparation Resources -- CIA Exam-Taking Tips and Techniques -- CIA Exam Content Specifications -- DOMAIN 1 Mandatory Guidance (35-45%) -- 1.1 Definition of Internal Auditing -- 1.2 International Standards -- (a) Attribute Standards (1000 to 1322) -- (b) Performance Standards (2000 to 2600) -- 1.3 Code of Ethics -- (a) Introduction to the Code of Ethics -- (b) Applicability and Enforcement of the Code of Ethics -- (c) Code of Ethics -- 1.4 Sample Practice Questions -- DOMAIN 2 Internal Control and Risk (25-35%)
2.1 Types of Controls -- (a) Control Characteristics -- (b) Control Requirements -- (c) Combination, Complementary, Compensating, and Contradictory Controls -- (d) Control Assessment -- (e) Cost/Benefit Analysis -- (f) Costs versus Controls versus Convenience -- (g) Controls by Dimension -- (h) Specific Types of Controls -- (i) Controls in Business Application Systems -- (j) Inventory of Controls in Business Application Systems -- (k) Summary of Controls -- 2.2 Management Control Techniques -- (a) Traditional Management Controls -- (b) Contemporary Management Controls
2.3 Internal Control and Alternative Control Frameworks -- (a) COSO's Definition of Internal Control -- (b) CoCo Model in Canada -- (c) Control Self-Assessment Model -- (d) Cadbury Report in the United Kingdom -- (e) Turnbull Model in the United Kingdom -- (f) King Model in South Africa -- (g) KonTraG Model in Germany -- 2.4 Risk Vocabulary and Concepts -- 2.5 Fraud Risk Awareness -- (a) Nature of Fraud -- (b) Risk Factors, Red Flags, and Symptoms of Fraud -- (c) Acts and Profiles of Fraud Perpetrators -- 2.6 Sample Practice Questions
DOMAIN 3 Conducting Internal Audit Engagements-Audit Tools and Techniques (28-38%) -- 3.1 Data-Gathering Tools and Techniques -- (a) Interviews -- (b) Questionnaires -- (c) Checklists -- (d) Focus Groups -- (e) Observations -- (f) Unobtrusive Measures -- (g) Anecdotal Records -- (h) Nonstatistical Sampling Method -- 3.2 Data Analysis and Interpretation -- (a) Computerized Audit Tools and Techniques -- (b) Analytical Review Techniques -- 3.3 Process Mapping -- (a) Process Mapping -- (b) Flowcharting -- 3.4 Audit and Legal Evidence -- (a) Audit Evidence -- (b) Legal Evidence
3.5 Sample Practice Questions -- Sample Practice Questions, Answers, and Explanations -- Glossary -- Index
Summary: CIA exam prep with the most comprehensive guide on the market Wiley CIA Exam Review 2015: Part 1, Internal Audit Basics is an easy-to-read yet comprehensive resource that guides you through the knowledge, skills, and competencies you need to pass the first part of the Certified Internal Auditor (CIA) exam. This test prep resource covers the following: compliance with the Institute of Internal Auditors' attribute standards, determination of priorities through risk-based planning, the role of internal auditing in organizational governance, performance of key internal audit roles a
Tags from this library: No tags from this library for this title. Log in to add tags.
Item type Current location Call number URL Status Date due Barcode
Electronic Book UT Tyler Online
Online
HF5667 .W384 2015 (Browse shelf) http://uttyler.eblib.com/patron/FullRecord.aspx?p=1926540 Available EBL1926540

Wiley CIAexcel Exam Review 2015 -- Contents -- Preface -- CIA Exam Study Preparation Resources -- CIA Exam-Taking Tips and Techniques -- CIA Exam Content Specifications -- DOMAIN 1 Mandatory Guidance (35-45%) -- 1.1 Definition of Internal Auditing -- 1.2 International Standards -- (a) Attribute Standards (1000 to 1322) -- (b) Performance Standards (2000 to 2600) -- 1.3 Code of Ethics -- (a) Introduction to the Code of Ethics -- (b) Applicability and Enforcement of the Code of Ethics -- (c) Code of Ethics -- 1.4 Sample Practice Questions -- DOMAIN 2 Internal Control and Risk (25-35%)

2.1 Types of Controls -- (a) Control Characteristics -- (b) Control Requirements -- (c) Combination, Complementary, Compensating, and Contradictory Controls -- (d) Control Assessment -- (e) Cost/Benefit Analysis -- (f) Costs versus Controls versus Convenience -- (g) Controls by Dimension -- (h) Specific Types of Controls -- (i) Controls in Business Application Systems -- (j) Inventory of Controls in Business Application Systems -- (k) Summary of Controls -- 2.2 Management Control Techniques -- (a) Traditional Management Controls -- (b) Contemporary Management Controls

2.3 Internal Control and Alternative Control Frameworks -- (a) COSO's Definition of Internal Control -- (b) CoCo Model in Canada -- (c) Control Self-Assessment Model -- (d) Cadbury Report in the United Kingdom -- (e) Turnbull Model in the United Kingdom -- (f) King Model in South Africa -- (g) KonTraG Model in Germany -- 2.4 Risk Vocabulary and Concepts -- 2.5 Fraud Risk Awareness -- (a) Nature of Fraud -- (b) Risk Factors, Red Flags, and Symptoms of Fraud -- (c) Acts and Profiles of Fraud Perpetrators -- 2.6 Sample Practice Questions

DOMAIN 3 Conducting Internal Audit Engagements-Audit Tools and Techniques (28-38%) -- 3.1 Data-Gathering Tools and Techniques -- (a) Interviews -- (b) Questionnaires -- (c) Checklists -- (d) Focus Groups -- (e) Observations -- (f) Unobtrusive Measures -- (g) Anecdotal Records -- (h) Nonstatistical Sampling Method -- 3.2 Data Analysis and Interpretation -- (a) Computerized Audit Tools and Techniques -- (b) Analytical Review Techniques -- 3.3 Process Mapping -- (a) Process Mapping -- (b) Flowcharting -- 3.4 Audit and Legal Evidence -- (a) Audit Evidence -- (b) Legal Evidence

3.5 Sample Practice Questions -- Sample Practice Questions, Answers, and Explanations -- Glossary -- Index

CIA exam prep with the most comprehensive guide on the market Wiley CIA Exam Review 2015: Part 1, Internal Audit Basics is an easy-to-read yet comprehensive resource that guides you through the knowledge, skills, and competencies you need to pass the first part of the Certified Internal Auditor (CIA) exam. This test prep resource covers the following: compliance with the Institute of Internal Auditors' attribute standards, determination of priorities through risk-based planning, the role of internal auditing in organizational governance, performance of key internal audit roles a

Description based upon print version of record.

Author notes provided by Syndetics

<p> S. RAO VALLABHANENI is an educator, author, publisher, consultant, and practitioner in business with more than thirty years of management and teaching experience in auditing, accounting, manufacturing, and IT consulting in both public and private sectors. He is the author of more than sixty trade books, study guides, review guides, monographs, audit guides, and articles in auditing and IT. He holds twenty-four professional certifications in business management in Accounting, Auditing, Finance, Information Technology, Manufacturing, Quality, and Human Resource fields.</p>

There are no comments for this item.

Log in to your account to post a comment.