Wiley CIAexcel Exam Review 2015, Part 3 : Internal Audit Knowledge Elements
By: Vallabhaneni, S. Rao.Material type: TextSeries: eBooks on Demand.Wiley CIA Exam Review Series: Publisher: Somerset : Wiley, 2015Edition: 6th ed.Description: 1 online resource (1102 p.).ISBN: 9781119097648.Subject(s): Auditing, Internal -- Study and teaching -- Study guidesGenre/Form: Electronic books.Additional physical formats: Print version:: Wiley CIAexcel Exam Review 2015, Part 3 : Internal Audit Knowledge ElementsDDC classification: 657.458 Online resources: Click here to view this ebook.
|Item type||Current location||Call number||URL||Status||Date due||Barcode|
|Electronic Book||UT Tyler Online Online||HF5668.25 .V384 2015 (Browse shelf)||http://uttyler.eblib.com/patron/FullRecord.aspx?p=1926544||Available||EBL1926544|
Wiley CIAexcel Exam Review 2015 -- Contents -- Preface -- CIA Exam Study Preparation Resources -- CIA Exam-Taking Tips and Techniques -- CIA Exam Content Specifications -- Domain 1 Governance and Business Ethics (5-15%) -- 1.1 Corporate/Organizational Governance Principles -- (a) What Is a Corporation? -- (b) What Is Corporate Governance? -- (c) Components of Corporate Governance -- (d) Corporate Governance Problems -- (e) Corporate Governance Standards -- (f) Corporate Governance Principles -- (g) Need for Board Independence -- (h) Insider Trading Scandals -- (i) Board Member Liabilities
(j) Improving Corporate Governance -- (k) Global Practices in Corporate Governance -- (l) Roles of the Board of Directors -- (m) Roles of Chief Executive Officers and Senior Executives -- (n) Roles and Responsibilities of the Chief Governance Officer -- (o) Roles and Responsibilities of the Audit Committee -- (p) Roles and Responsibilities of Other Committees -- (q) Various Types of Audits in Governance -- 1.2 Business Ethics -- (a) Law, Ethics, and Economics -- (b) Basic Ethical and Legal Principles -- (c) Codes of Conduct -- (d) Financial Disclosures -- (e) U.S. Foreign Corrupt Practices Act
(f) U.S. Federal Securities Regulations -- (g) U.S. Sarbanes-Oxley Act of 2002 -- (h) Key Ethical Principles -- (l) Ethical Dilemmas -- (j) Transparency International's Corruption Perceptions Index -- (k) Types of Ethics -- (l) Models of Management Ethics -- (m) Elements of Making Moral Judgments -- (n) Roles and Responsibilities of Gatekeepers -- (o) Roles and Responsibilities of the Chief Ethics Officer -- (p) Roles and Responsibilities of the Chief Legal Officer -- (q) Conduct an Ethics Audit -- 1.3 Corporate Social Responsibility -- (a) What Is a Corporate Social Responsibility?
(b) Pyramid of Corporate Social Responsibility -- 1.4 Sample Practice Questions -- Domain 2 Risk Management (10-20%) -- 2.1 Corporate Risk Management -- 2.2 Risk Management Methodology -- (a) Risk Assessment -- (b) Risk Mitigation -- (c) Risk Monitoring -- 2.3 Various Types of Risks -- (a) Human Capital Risk -- (b) Risk Caused By Management -- (c) Strategic and Business Risk -- (d) Financial and Economic Risk -- (e) Product and Service Quality Risk -- (f) Production and Process Risks -- (g) Service and Process Risk -- (h) Organizational Risk -- (i) Contract Risk -- (j) Information Risk
(k) Trade Risk -- (l) Control Risk -- (m) Research and Development Risk -- (n) Technology Risk -- (o) Digital and Security Risk -- (p) Project and Program Risk -- (q) Communications Risk -- (r) Regulatory and Reputation Risk -- (s) Environmental Risks -- (t) Outsourcing Risks -- (u) Privacy Risk -- (v) Implementation and Operational Risk -- (w) Marketing and Sales Risks -- (x) Natural and Catastrophic Risks -- (y) Legal and Reputation Risk -- (z) International Risk -- 2.4 Risk Management Tools -- (a) Business Impact Analysis -- (b) Cost/Benefit Analysis -- (c) SWOT Analysis
(d) Sensitivity Analysis
The CIA exam tests a candidate's knowledge of current internalauditing practices and understanding of internal audit issues,risks, and remedies. Volume 3: Management Control andInformation Technology corresponds to Part III of the CIAexam, Business Analysis and Information Technology. Wiley CIAExam Review, Volume 3 covers: Business processesFinancial accounting and financeManagerial accountingRegulatory, legal, and economicsInformation technology
Description based upon print version of record.