Intelligent Internal Control and Risk Management : Designing High-Performance Risk Control Systems
By: Leitch, Matthew, Mr.Material type: TextSeries: eBooks on Demand.Publisher: Farnham : Ashgate Publishing Ltd, 2012Description: 1 online resource (271 p.).ISBN: 9780754688938.Subject(s): Auditing, Internal | Risk managementGenre/Form: Electronic books.Additional physical formats: Print version:: Intelligent Internal Control and Risk Management : Designing High-Performance Risk Control SystemsDDC classification: 658.15 | 658.15/5011 | 658.1'55'011 Online resources: Click here to view this ebook.
|Item type||Current location||Call number||URL||Status||Date due||Barcode|
|Electronic Book||UT Tyler Online Online||HF5668.25 .L43 2008 (Browse shelf)||http://uttyler.eblib.com/patron/FullRecord.aspx?p=438786||Available||EBL438786|
Cover; Contents; List of Tables; List of Figures; Introduction; PART I: THE BIGGER PICTURE; 1 How Much Improvement is Possible?; Example 1: Sarbanes-Oxley versus Revenue Assurance; Example 2: Bureaucratic controls versus intelligent controls; What this book does and does not provide; How this book is organized; 2 Risk Management and Internal Control: Poised for Progress; The origins of internal control; The long war with quality management; An opportunity for progress; The origins of risk management; Conceptual differences between risk management traditions; Another opportunity for progress
Internal control and risk management collide3 Integrated Risk Control is Simpler; A mental picture of risk control; Other observations on risk control today; 4 Goals from People and Behaviour; Guidance from the psychology of risk and control; Cases of uncertainty suppression; The big message for risk control; PART II: HIGH VALUE CONTROL MECHANISMS; 5 A Summary of Control Patterns for More Value; How to benefit from this collection; Format of presentation; A summary of the ideas; 6 Controls that Generate Other Controls; 1 Self-generating control system
2 Controls development resource direction3 Controls generation applications; 4 Double loop design; 5 Top-down design with schemes; 6 Post-implementation refinement; 7 Factor-driven design; 8 Cause-effect intervention; 9 Evolving uncertainty lists; 10 Risk registers; 11 Matrix mapping of risks and controls; 12 Process step analysis; 13 Causal models; 14 Monte Carlo simulation; 15 Fault and event tree analysis; 16 Story-telling about the future; 17 Generic control design library; 18 Control patterns; 19 Process control framework; 20 Project control framework
7 Audits, Reviews and Efficient Monitoring21 Controls supervision hierarchy; 22 Process management control; 23 Process stats pack; 24 Personal comparatives; 25 Statistical process control; 26 Risk-factor monitoring; 27 Healthy conversations about control performance; 28 Control interview questions; 29 Reporting with uncertainty; 30 Explanation first analytics; 31 Graphical business analytics; 32 Random fraud audits; 33 Adaptive audit; 34 Audit against controls designed; 35 All evidence audit; 36 Agile documentation reviews; 8 Learning and Adapting; An overview of learning and adapting
Qualities of adaptive control systemsBeyond Budgeting cases; Control patterns for management under uncertainty; 37 Flexible requirements; 38 Risk weighting; 39 Flexible agreements; 40 Flexible plans; 41 The critical chain method; 42 Evolutionary project management; 43 Portfolio management; 44 Negative feedback control loops; 45 Accelerated targets; 46 Reforecasting to completion; 47 Forecasting with statistical extrapolation; 9 Protection and Inherent Reliability; 48 Multi-layered access restriction; 49 Segregation rules on roles; 50 Cognitive ergonomics; 10 Checking and Correcting
51 Spreadsheet tightening or replacement
This important and timely book offers a way of improving the value of control and risk management by bringing creativity and design skills to the fore. It provides an arsenal of 60 high performance control mechanisms, including several alternative ways to design controls and control systems, controls for monitoring and audit, controls for accelerated learning, and techniques for finding and recovering cash.This design material is combined with insights into the psychology of risk control, strategies for encouraging helpful behaviour and enabling change, and a surprisingly simple integration of
Description based upon print version of record.