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Wiley CIA Exam Review, Conducting the Internal Audit Engagement.

By: Vallabhaneni, S. Rao.
Material type: TextTextSeries: eBooks on Demand.Wiley CIA Exam Review Series: Publisher: Somerset : John Wiley & Sons, 2013Edition: 4th ed.Description: 1 online resource (527 p.).ISBN: 9781118515129.Subject(s): Auditing, Internal -- Handbooks, manuals, etc | Auditing, Internal -- Problems, exercises, etc | Auditing, Internal -- United StatesGenre/Form: Electronic books.Additional physical formats: Print version:: Wiley CIA Exam Review, Conducting the Internal Audit EngagementDDC classification: 657/.458 Online resources: Click here to view this ebook.
Contents:
Wiley CIA Exam Review 2013; Contents; Preface; CIA Exam Study Preparation Resources; CIA Exam-Taking Tips and Techniques; CIA Exam Content Specifications; DOMAIN 1 Managing the Internal Audit Function (40-50%); 1.1 Strategic Role of Internal Audit; (a) Role of Corporate Code of Ethics; (b) Conflicts of Interest; (c) Factors Influencing Ethical Standards; (d) Options for Facilitating Ethical Behavior; (e) Monitoring Compliance with the Code of Conduct; (f) Fraud in Financial Reporting; (g) Integrating Ethical Standards in Complex Situations
IIA Standards Applicable to Strategic Role of Internal Audit1111-Direct Interaction with the Board; 2000-Managing the Internal Audit Activity; 2020-Communication and Approval; 2040-Policies and Procedures; 2100-Nature of Work; 2110-Governance; 2050-Coordination; 2060-Reporting to Senior Management and the Board; 2120-Risk Management; 2130-Control; 1.2 Operational Role of Internal Audit; (a) Assurance Audit Engagements; IIA Standards Applicable to Operational Role of Internal Audit; 2130-Control; 1300-Quality Assurance and Improvement Program
1310-Requirements of the Quality Assurance and Improvement Program1311-Internal Assessments; 1312-External Assessments; 1320-Reporting on the Quality Assurance and Improvement Program; 2070-External Service Provider and Organizational Responsibility for Internal Auditing; 1.3 Risk-Based Internal Audit Plan; (a) Audit Risk Factors; (b) Approaches to Risk Assessment; IIA Standards Applicable to Risk-Based Internal Audit Plan; 2010-Planning; 2120-Risk Management; 1.4 Sample Practice Questions; DOMAiN 2 Managing Individual Engagements (40-50%); 2.1 Plan Engagements; (a) Audit Process
(b) Audit Planning(c) Analytical Reviews; (d) Planning Materiality; (e) Determining Audit Objectives and Scope; (f) Audit Work Program; (g) Planning the Audit Work; IIA Standards Applicable to Plan Engagements; 2200-Engagement Planning; 2201-Planning Considerations; 2210-Engagement Objectives; 2220-Engagement Scope; 2030-Resource Management; 2230-Engagement Resource Allocation; 2240-Engagement Work Program; 2.2 Supervise Engagements; (a) Audit Scheduling; (b) Audit Supervision; (c) Collecting Data and information; (d) Develop and Review Audit Working Papers
IIA Standards Applicable to Supervise Engagements2300-Performing the Engagement; 2310-identifying information; 2320-Analysis and Evaluation; 2330-Documenting information; 2340-Engagement Supervision; 2.3 Communicate Engagement Results; (a) Audit Report Purpose; (b) Audit Report timeliness; (c) Audit Report Contents; (d) Report Presentation; (e) Report Distribution; (f) Oral Reports; (g) Summary Reports; IIA Standards Applicable to Communicate Engagement Results; 2400-Communicating Results; 2410-Criteria for Communicating; 2420-Quality of Communications; 2421-Errors and Omissions
2430-Use of "Conducted in Conformance with the International Standards for the Professional Practice of Internal Auditing"
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Item type Current location Call number URL Status Date due Barcode
Electronic Book UT Tyler Online
Online
HF5668.25 -- .V35 2013eb (Browse shelf) http://uttyler.eblib.com/patron/FullRecord.aspx?p=3058889 Available EBL3058889

Wiley CIA Exam Review 2013; Contents; Preface; CIA Exam Study Preparation Resources; CIA Exam-Taking Tips and Techniques; CIA Exam Content Specifications; DOMAIN 1 Managing the Internal Audit Function (40-50%); 1.1 Strategic Role of Internal Audit; (a) Role of Corporate Code of Ethics; (b) Conflicts of Interest; (c) Factors Influencing Ethical Standards; (d) Options for Facilitating Ethical Behavior; (e) Monitoring Compliance with the Code of Conduct; (f) Fraud in Financial Reporting; (g) Integrating Ethical Standards in Complex Situations

IIA Standards Applicable to Strategic Role of Internal Audit1111-Direct Interaction with the Board; 2000-Managing the Internal Audit Activity; 2020-Communication and Approval; 2040-Policies and Procedures; 2100-Nature of Work; 2110-Governance; 2050-Coordination; 2060-Reporting to Senior Management and the Board; 2120-Risk Management; 2130-Control; 1.2 Operational Role of Internal Audit; (a) Assurance Audit Engagements; IIA Standards Applicable to Operational Role of Internal Audit; 2130-Control; 1300-Quality Assurance and Improvement Program

1310-Requirements of the Quality Assurance and Improvement Program1311-Internal Assessments; 1312-External Assessments; 1320-Reporting on the Quality Assurance and Improvement Program; 2070-External Service Provider and Organizational Responsibility for Internal Auditing; 1.3 Risk-Based Internal Audit Plan; (a) Audit Risk Factors; (b) Approaches to Risk Assessment; IIA Standards Applicable to Risk-Based Internal Audit Plan; 2010-Planning; 2120-Risk Management; 1.4 Sample Practice Questions; DOMAiN 2 Managing Individual Engagements (40-50%); 2.1 Plan Engagements; (a) Audit Process

(b) Audit Planning(c) Analytical Reviews; (d) Planning Materiality; (e) Determining Audit Objectives and Scope; (f) Audit Work Program; (g) Planning the Audit Work; IIA Standards Applicable to Plan Engagements; 2200-Engagement Planning; 2201-Planning Considerations; 2210-Engagement Objectives; 2220-Engagement Scope; 2030-Resource Management; 2230-Engagement Resource Allocation; 2240-Engagement Work Program; 2.2 Supervise Engagements; (a) Audit Scheduling; (b) Audit Supervision; (c) Collecting Data and information; (d) Develop and Review Audit Working Papers

IIA Standards Applicable to Supervise Engagements2300-Performing the Engagement; 2310-identifying information; 2320-Analysis and Evaluation; 2330-Documenting information; 2340-Engagement Supervision; 2.3 Communicate Engagement Results; (a) Audit Report Purpose; (b) Audit Report timeliness; (c) Audit Report Contents; (d) Report Presentation; (e) Report Distribution; (f) Oral Reports; (g) Summary Reports; IIA Standards Applicable to Communicate Engagement Results; 2400-Communicating Results; 2410-Criteria for Communicating; 2420-Quality of Communications; 2421-Errors and Omissions

2430-Use of "Conducted in Conformance with the International Standards for the Professional Practice of Internal Auditing"

Description based upon print version of record.

Author notes provided by Syndetics

S. RAO VALLABHANENI is an educator, author, publisher, consultant, and practitioner in business with more than thirty years of management and teaching experience in auditing, accounting, manufacturing, and IT consulting in both public and private sectors. He is the author of more than sixty trade books, study guides, review guides, monographs, audit guides, and articles in auditing and IT. He holds twenty-four professional certifications in business management in Accounting, Auditing, Finance, Information Technology, Manufacturing, Quality, and Human Resource fields.

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