Wiley CIA Exam Review, Conducting the Internal Audit Engagement.
By: Vallabhaneni, S. Rao.Material type: TextSeries: eBooks on Demand.Wiley CIA Exam Review Series: Publisher: Somerset : John Wiley & Sons, 2013Edition: 4th ed.Description: 1 online resource (527 p.).ISBN: 9781118515129.Subject(s): Auditing, Internal -- Handbooks, manuals, etc | Auditing, Internal -- Problems, exercises, etc | Auditing, Internal -- United StatesGenre/Form: Electronic books.Additional physical formats: Print version:: Wiley CIA Exam Review, Conducting the Internal Audit EngagementDDC classification: 657/.458 Online resources: Click here to view this ebook.
|Item type||Current location||Call number||URL||Status||Date due||Barcode|
|Electronic Book||UT Tyler Online Online||HF5668.25 -- .V35 2013eb (Browse shelf)||http://uttyler.eblib.com/patron/FullRecord.aspx?p=3058889||Available||EBL3058889|
Wiley CIA Exam Review 2013; Contents; Preface; CIA Exam Study Preparation Resources; CIA Exam-Taking Tips and Techniques; CIA Exam Content Specifications; DOMAIN 1 Managing the Internal Audit Function (40-50%); 1.1 Strategic Role of Internal Audit; (a) Role of Corporate Code of Ethics; (b) Conflicts of Interest; (c) Factors Influencing Ethical Standards; (d) Options for Facilitating Ethical Behavior; (e) Monitoring Compliance with the Code of Conduct; (f) Fraud in Financial Reporting; (g) Integrating Ethical Standards in Complex Situations
IIA Standards Applicable to Strategic Role of Internal Audit1111-Direct Interaction with the Board; 2000-Managing the Internal Audit Activity; 2020-Communication and Approval; 2040-Policies and Procedures; 2100-Nature of Work; 2110-Governance; 2050-Coordination; 2060-Reporting to Senior Management and the Board; 2120-Risk Management; 2130-Control; 1.2 Operational Role of Internal Audit; (a) Assurance Audit Engagements; IIA Standards Applicable to Operational Role of Internal Audit; 2130-Control; 1300-Quality Assurance and Improvement Program
1310-Requirements of the Quality Assurance and Improvement Program1311-Internal Assessments; 1312-External Assessments; 1320-Reporting on the Quality Assurance and Improvement Program; 2070-External Service Provider and Organizational Responsibility for Internal Auditing; 1.3 Risk-Based Internal Audit Plan; (a) Audit Risk Factors; (b) Approaches to Risk Assessment; IIA Standards Applicable to Risk-Based Internal Audit Plan; 2010-Planning; 2120-Risk Management; 1.4 Sample Practice Questions; DOMAiN 2 Managing Individual Engagements (40-50%); 2.1 Plan Engagements; (a) Audit Process
(b) Audit Planning(c) Analytical Reviews; (d) Planning Materiality; (e) Determining Audit Objectives and Scope; (f) Audit Work Program; (g) Planning the Audit Work; IIA Standards Applicable to Plan Engagements; 2200-Engagement Planning; 2201-Planning Considerations; 2210-Engagement Objectives; 2220-Engagement Scope; 2030-Resource Management; 2230-Engagement Resource Allocation; 2240-Engagement Work Program; 2.2 Supervise Engagements; (a) Audit Scheduling; (b) Audit Supervision; (c) Collecting Data and information; (d) Develop and Review Audit Working Papers
IIA Standards Applicable to Supervise Engagements2300-Performing the Engagement; 2310-identifying information; 2320-Analysis and Evaluation; 2330-Documenting information; 2340-Engagement Supervision; 2.3 Communicate Engagement Results; (a) Audit Report Purpose; (b) Audit Report timeliness; (c) Audit Report Contents; (d) Report Presentation; (e) Report Distribution; (f) Oral Reports; (g) Summary Reports; IIA Standards Applicable to Communicate Engagement Results; 2400-Communicating Results; 2410-Criteria for Communicating; 2420-Quality of Communications; 2421-Errors and Omissions
2430-Use of "Conducted in Conformance with the International Standards for the Professional Practice of Internal Auditing"
Description based upon print version of record.